2011 Annual Report Capstone Turbine Corporation

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2011 Annual Report Capstone Turbine Corporation ( 2011-annual-report-capstone-turbine-corporation )

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Exhibit Number Description 10.3 Lease between Capstone Turbine Corporation and Northpark Industrial—Leahy Division LLC, dated December 1, 1999, as amended, for leased premises at 21211 Nordhoff Street, Chatsworth, California(m) 10.4 Lease between Capstone Turbine Corporation and AMB Property, L.P., dated September 25, 2000, as amended, for leased premises at 16640 Stagg Street, Van Nuys, California(n) 10.5* 1993 Incentive Stock Option Plan(o) 10.6* Capstone Turbine Corporation Amended and Restated 2000 Equity Incentive Plan(p) 10.7* Amendment to the Capstone Turbine Corporation Amended and Restated 2000 Equity Incentive Plan dated June 9, 2009(q) 10.8* Amendment to the Capstone Turbine Corporation Amended and Restated 2000 Equity Incentive Plan dated June 11, 2008(r) 10.9* Form of Stock Option Agreement for Amended and Restated 2000 Equity Incentive Plan(s) 10.10* Form of Stock Bonus Agreement for Capstone Turbine Corporation 2000 Equity Incentive Plan(t) 10.11* Deferred Compensation Plan of Capstone Turbine Corporation(u) 10.12* Amended and Restated Capstone Turbine Corporation Change of Control Severance Plan(v) 10.13 Development and License Agreement between Capstone Turbine Corporation and Carrier Corporation, successor in interest to UTC Power Corporation, dated September 4, 2007(p) 10.14 First Amendment to the Development and License Agreement between Capstone Turbine Corporation and Carrier Corporation, successor in interest to UTC Power Corporation, dated January 14, 2011 10.15 Form of Subscription Agreement between Capstone Turbine Corporation and investors in the 2009 registered direct offering(i) 10.16 Form of Subscription Agreement between Capstone Turbine Corporation and investors in the 2008 registered direct offering(j) 10.17 Form of Warrant Exercise Agreement between Capstone Turbine Corporation and investors in the September 2009 Warrant Exchange Transaction(h) 10.18 Form of Warrant Exercise Agreement between Capstone Turbine Corporation and investors in the March 2011 Warrant Exchange Transaction(w) 10.19 Credit and Security Agreement between Capstone Turbine Corporation and Wells Fargo Bank, NA, dated February 9, 2009 (Domestic Facility)(x) 10.20 Credit and Security Agreement between Capstone Turbine Corporation and Wells Fargo Bank, NA, dated February 9, 2009 (Ex-Im Subfacility)(x) 10.21 First Amendment to Credit and Security Agreement between Capstone Turbine Corporation and Wells Fargo Bank, NA, dated June 9, 2009(x) 10.22 Second Amendment to the Credit and Security Agreements and Waiver of Defaults between Capstone Turbine Corporation and Wells Fargo Bank, NA, dated November 5, 2009(y) 10.23 Third Amendment to the Credit and Security Agreements and Waiver of Defaults between Capstone Turbine Corporation and Wells Fargo Bank, NA, dated June 11, 2010(t) 56

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