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PART IV Item 15. Exhibits and Financial Statement Schedules. (a) 1. and 2. Financial statements and financial statement schedule The financial statements, notes and financial statement schedule are listed in the Index to Consolidated Financial Statements on page F-1 of this Report. (a) 3. Index to Exhibits. Exhibit Number Description 2.1 Asset Purchase Agreement between Capstone Turbine Corporation and Calnetix Power Solutions, Inc., dated February 1, 2010(a) 2.2 Amendment to Asset Purchase Agreement between Capstone Turbine Corporation and Calnetix Power Solutions, Inc., dated March 31, 2011 2.3 Second Amendment to Asset Purchase Agreement between Capstone Turbine Corporation and Calnetix Power Solutions, Inc., dated April 28, 2011 3.1 Second Amended and Restated Certificate of Incorporation of Capstone Turbine Corporation(b) 3.2 Amended and Restated Bylaws of Capstone Turbine Corporation(c) 4.1 Specimen stock certificate(d) 4.2 Certificate of Designation, Preferences and Rights of Series A Junior Participating Preferred Stock(e) 4.3 Certificate of Amendment of Certificate of Designation, Preferences and Rights of Series A Junior Participating Preferred Stock of Capstone Turbine Corporation dated September 16, 2008(f) 4.4 Rights Agreement, dated July 7, 2005, between Capstone Turbine Corporation and Mellon Investor Services LLC(e) 4.5 Amendment No. 1 to Rights Agreement, dated July 3, 2008, between Capstone Turbine Corporation and Mellon Investor Services LLC(g) 4.6 Amendment No. 2 to Rights Agreement, dated June 9, 2011, between Capstone Turbine Corporation and Mellon Investor Services LLC 4.7 Form of Warrant issued to investors in the September 2009 Warrant Exchange Transaction(h) 4.8 Form of Warrant issued to investors in the 2009 registered direct offering(i) 4.9 Form of Warrant issued to investors in the 2008 registered direct offering(j) 4.10 Form of Warrant issued to investors in the 2007 registered direct offering(k) 10.1 Amended and Restated License Agreement, dated August 2, 2000, by and between Solar Turbines Incorporated and Capstone Turbine Corporation(l) 10.2 Transition Agreement, dated August 2, 2000, by and between Capstone Turbine Corporation and Solar Turbines Incorporated(l) 55PDF Image | 2011 Annual Report Capstone Turbine Corporation
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